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401K Advisor

  • 1.  401K Advisor

    Posted 06-02-2017 09:25
    I'm looking for recommendations of consultants that provide 401K advisory services. Specifically someone that can provide the following services:
    • Investment Policy Statement Construction & Updating
    • Annual Committee Meetings & Documentation
    • ERISA 3(21)(A)(ii) Investment Advisor
    • Annual Plan Level Benchmarking
    • Investment Vehicle Recommendations
    • Model Portfolio Construction & Updating
    • Quarterly Investment Monitoring
    • Plan Design Recommendations
    • Annual Vendor Review

    I would want them to be independent of any investment provider or TPA.  Any recommendations would be greatly appreciated.

    Thanks, Eric 

    Eric Whitman CPA
    Chief Accounting Officer
    Rockville MD

  • 2.  RE: 401K Advisor

    Posted 06-05-2017 08:21
    Hello Eric,
    At my previous employer, we used Vince Fragomeni at Planning Solutions Group based out of Fulton, MD. You can contact Vince at 301-543-6022 or VFragomeni@psgplanning.com. They helped us move from a poor performing/high cost plan to lower cost better performing plan.
    Hope this helps.

    Edward Stewart CPA, MBA
    Genesis Security Systems, LLC
    Germantown MD
    (240) 499-3352

  • 3.  RE: 401K Advisor

    Posted 06-06-2017 16:53
    Hi Eric,
    Our firm is an independent RIA specializing in 401ks. We are not tied to anyone and have no conflicts of interest.  We provide the services you described and much more . Please let me know if I can help. 


    Frank Ficadenti