Discussion: View Thread

1.  401K Advisor

Posted 06-02-2017 09:25
I'm looking for recommendations of consultants that provide 401K advisory services. Specifically someone that can provide the following services:
  • Investment Policy Statement Construction & Updating
  • Annual Committee Meetings & Documentation
  • ERISA 3(21)(A)(ii) Investment Advisor
  • Annual Plan Level Benchmarking
  • Investment Vehicle Recommendations
  • Model Portfolio Construction & Updating
  • Quarterly Investment Monitoring
  • Plan Design Recommendations
  • Annual Vendor Review

I would want them to be independent of any investment provider or TPA.  Any recommendations would be greatly appreciated.

Thanks, Eric 

Eric Whitman CPA
Chief Accounting Officer
Rockville MD

2.  RE: 401K Advisor

Posted 06-05-2017 08:21
Hello Eric,
At my previous employer, we used Vince Fragomeni at Planning Solutions Group based out of Fulton, MD. You can contact Vince at 301-543-6022 or VFragomeni@psgplanning.com. They helped us move from a poor performing/high cost plan to lower cost better performing plan.
Hope this helps.

Edward Stewart CPA, MBA
Genesis Security Systems, LLC
Germantown MD
(240) 499-3352

3.  RE: 401K Advisor

Posted 06-06-2017 16:53
Hi Eric,
Our firm is an independent RIA specializing in 401ks. We are not tied to anyone and have no conflicts of interest.  We provide the services you described and much more . Please let me know if I can help. 


Frank Ficadenti